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Banks and insurers worldwide are fully engaged in the battle against financial crime. Some recent high-profile examples show that the rate of anti-money laundering (AML) compliance enforcement is continuing to rise, along with the increasing costs associated with compliance failure. Initiatives such as investment in new and dynamic technology, in replacement of legacy systems, is one key area highlighted by banks and insurers that will give them competitive advantage in the fight against financial crime.

In response, the 3rd annual Financial Crime & Operational Security 2016 Report brings together Financial Crime Directors, Chief Security, Chief Information, Chief Risk and cyber-crime professionals to examine the changing nature of financial crime, cyber-crime complexity and the stringent security checks and compliance procedures.

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Strengthening the processes in financial crime detection and operational security in an ever-changing landscape

SECTION 1

MEETING THE COST OF OPERATIONAL SECURITY

1.1 WHITE PAPER: Facing down payments fraud

• Mary Ann Miller, Senior Director, Fraud Executive Advisor & Industry Relations, NICE Actimize

SECTION 2

AML AND THE WIDER ISSUES

2.1 INTERVIEW: How can banks create a streamlined approach to ever-changing multi-jurisdictional regulation and embed a culture of efficient KYC approaches?

Interviewer:

• Maire McGuire, Publisher, Clear Path Analysis

Interviewee:

• Ruud Rozenburg, Head of Corporate Banking KYC desk, NIBC Bank

SECTION 3

FINANCIAL MARKET ABUSE DEVELOPMENTS

3.1 ROUNDTABLE DEBATE: How can banks best meet the challenges and the aftermath of market abuse regulation (MAR)?

Moderator:

• Jason Merritt, Director, Subject Matter Expert (SME), NICE Actimize Financial Markets Compliance

Panellists:

• Jan Bjorkman, Group AML Officer, SEB

• Chris Allison, Head of Wholesale Compliance, Investec

SECTION 4

CYBER SECURITY AND BREXIT IMPLICATIONS

4.1 INTERVIEW: Can you talk to us about the significance of creating partnerships across borders and sharing information in the fight to combat financial crime?

Interviewer:

• Maire McGuire, Publisher, Clear Path Analysis

Interviewee:

• Stephen Strickland, Head of ABC, Financial Crime, Barclaycard

SECTION 5

BRIBERY, CORRUPTION AND WHISTLEBLOWING

5.1 INTERVIEW: Should financial incentives be a tool for improving whistleblowing incident rates?

Interviewer:

• Maire McGuire, Publisher, Clear Path Analysis

Interviewee:

• Stephen Foster, Head of Sanctions & Anti-Bribery, Group Fraud & Financial Crime Division, Lloyds Banking Group

NICE Actimize is the largest and broadest provider of financial crime, risk and compliance solutions for regional and global financial institutions, as well as government regulators. Consistently ranked as number one in the space, NICE Actimize experts apply innovative technology to protect institutions and safeguard consumers and investors assets by identifying financial crime, preventing fraud and providing regulatory compliance. The company provides real-time, cross-channel fraud prevention, anti-money laundering detection, and trading surveillance solutions that address such concerns as payment fraud, cyber crime, sanctions monitoring, market abuse, customer due diligence and insider trading.

By listening to those in the industry, we create a shortlist of individuals who most influence and inspire those around them and invite them to contribute to our reports and events by:

  • Contributing a thought piece on an issue raised in the market research
  • Participating in or moderating a roundtable with other industry leaders
  • Participating as an interviewer or interviewee
  • Producing a case study white paper written with a client or supplier
  • Taking part in a head to head debate with another respected industry professional.

Clear Path Analysis is always open to suggestions of suitable contributors for future topics.

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